In the beginning

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One of the most fundamental questions science can ask is “How did our unversed begin?”

For example The Big Bang theory, the prevailing cosmological model for the early development of the Universe assumes that in the beginning it was in an extremely hot and dense state which began expanding and after cooling sufficiently, energy was converted into subatomic particles, including protons, neutrons, and electrons.

It offers a one of the most comprehensive explanations we have for most observed phenomena, including the abundance of light elements, the cosmic microwave background, large scale structure, and the Hubble expansion with two notable exceptions which have been given the name the Flatness and Horizon problem.

The first or the Flatness problem addresses the apparent fine-tuning of the density of matter and energy in the universe. The problem is that the current density of the universe is observed to be very close to the critical value required to make it flat.  Since the total density departs rapidly from this critical value over cosmic time, the early universe must have had a density even closer to the critical density, departing from it by one part in 1062 or less.  This leads cosmologists to question how the initial density came to be so closely fine-tuned to this “special” value

The other or the Horizon problem is address the fact that different regions of the universe which have not been able to interact with each other have the same temperature and other physical properties. 

To resolve these issues physicist Alan Guth proposed the universe underwent a very rapid period of expansion (called inflation) increasing its size by more than a trillion in the first few nano-seconds after its birth.  This resolves the Flatness problem because its size is magnified so much by the inflation factor that locally it appears flat.

The reason for this can be understood by imagining what a two-dimensional creature who was living on a surface of a balloon would observe regarding the curvature of its surface.  If the size of the balloon were small compared to his field of vision he would notice that it surface was curved while if its size was very large, again compared to his field of vision it would appear to her or him to be flat. 

Similarly if the universe underwent a very rapid exponential expansion early in its history it would have become so large that it would appear to be flat with respect to our field of vision. 

However adding an inflationary period to the big bang models also solves the Horizon problem because prior to the inflationary period the entire universe would have been extremely small and therefore each point could be causally connected.  It was during this period, according to its proponents the physical properties of the universe evened out.  Inflation then caused its volume to increase to the point where different parts were too far apart to allow their properties to interact.  This essentially froze any irregularities and prevented them from being “smoothed out” which according to this theoretical model explains why the universe appears to be almost, but not perfectly homogeneous.  In other words they assume the solution to the Horizon problem is the fact that in the modern era distant areas in the sky which appear to be unconnected causally were in the past because they were much closer together.

However the science of physics is devoted to answering questions regarding the outcome of experiments based on observing the environment in which they occur.  Unfortunately we cannot nor will we ever able to directly observe the origins of our universe.

Even so most scientist would agree that a valid theoretical model of the beginnings of our universe must consist of two parts.  The first part must allow one to accurately predict its properties based on the outcome of experiments or observations that we can perform in today’s environment while the second is to provide a logically consistent explanation for their origins in terms of the currently accepted laws of physics that govern that environment.

However the inflationary model fails to satisfy those requirement because it cannot logically explain where the energy to power the inflationary period originated from in terms of any observable processes even though some cleaver physicists have convinced themselves that they have in terms of a mathematical model which says it originated in what is call vacuum energy.  Unfortunately there is very little or no observational evidence to support its existence. 

Yet what is even more damaging to the inflationary model is that it is possible to develop a theoretical model of our beginnings using only our ability to observe our present environment and the laws that govern it if one views it in terms of four *spatial* dimensions instead of four dimensional space time.

(The reason will become obvious latter.)

Einstein provided a way of doing this when he defined the geometric properties of space-time in terms energy/mass, the constant velocity of light and equation E=mc^2 because that  provided a method of converting a unit of space-time he associated with energy to unit of space we think he would have associated with mass.  Additionally because the velocity of light is constant he also defined a one to one quantitative correspondence between the time related properties of a space-time universe with the spatial properties of one made up of four *spatial* dimensions.

In other words it allow one to define energy/mass in terms of a curvature or displacement  in a “surface” of a three dimensional space manifold with respect to a fourth *spatial* dimension as well as a curvature in a space-time manifold.

However the fact that one can use Einstein’s equations to qualitatively and quantitatively redefine the curvature in space-time he associated with energy in terms of four *spatial* dimensions is one bases for assuming as was done in the article “Defining energy?” Nov 27, 2007 that all forms of energy can be derived in terms of a spatial displacement in a “surface” of a three-dimensional space manifold with respect to a fourth *spatial* dimension.

This differs from Einstein’s theory in that it defines only gravitational energy in terms of a displacement in a surface of a space-time manifold while using the above concepts one can define both it and kinetic energy in terms of oppositely directed displacements in a “surface” of a three-dimension space manifold with respect to a fourth *spatial* dimension. 

Yet having the ability to define both gravity and kinetic energy in terms of a common geometry can add significantly to our understanding of the shape of our universe because its geometry is related to the ratio of total gravitational potential of its energy/mass to the total kinetic energy associated with its expansion.  This would allow one to theoretically derive the energy density of the universe’s kinetic energy in terms of an oppositely directed displacement in a “surface” of a three-dimensional space manifold with respect to the energy density of its matter component.  This means that the “flatness” of our universe would be an intrinsic property of its existence and would not require the fine-tuning of any of its components to explain it.

This is because the universe, by definition is a closed system the law of conservation of energy/mass tells us there must a dynamic balance between the curvature created by the gravitational potential of the its energy/mass and the oppositely directed kinetic energy associated with its expansion.

However, as was shown in the article “Defining potential and kinetic energy?this means the “downward” directed displacement in a “surface” of three-dimension space with respect to a fourth “spatial* dimension it associates with the total gravitational potential of the universe would be offset by the “upwardly” directed one associated with its Kinetic energy.

For example observations of the three-dimension environment occupied by a piece of paper shows us that if one crumples a piece that was original flat and views its entire surface the overall magnitude of the displacement caused by that crumpling would be zero because the height of it above its surface would be offset by an oppositely directed one below its surface.  Therefore, if one views its overall surface only with respect to its height, its curvature would appear to be flat.  In other words flatness is an intrinsic property of a piece of paper that has been crumpled.

Similarly, if the energy density associated with the momentum of the universe’s expansion is a result of oppositely directed displacements in a “surface” of a three-dimensional space manifold with respect to that associated with its matter component their overall density would appear to be flat because, similar to a crumpled piece of paper the “depth” of the displacement below its “surface” caused by matter would offset by the “height” of the displacement above it caused by its Kinetic energy.

However this would be true only if only if the matter and energy in our universe was “flat” or equally disturbed in the beginning.

Many proponents of the Big Bang Model assume it began from the expansion of mass and energy around a one-dimensional point.  However, if we are correct in assuming that density of the mass and energy components of our universe are a result of oppositely directed curvatures in a “surface” of a three-dimensional space manifold, the universe must have been “flat” with respect to their density at the time of the Big Bang.  This is because a one-dimensional point would have no “vertical” component with respect to a fourth *spatial* dimension and therefore the “surface” of three-dimensional space originating from it would be “flat” with respect to that dimension.

However, if the universe was flat with respect to the density of its energy/mass in the beginning it would remain flat throughout its entire expansive history because as was shown above its expansion would result in a proportional reduction in the displacements above and below its three-dimensional “surface” as it expanded.

This unlike, Alan Guth‘s inflationary model, which does not have any observational support provides a logically consistent and verifiably explanation of why our universe appears flat and remains flat throughout its evolution in terms of its observable properties and the currently accepted laws of physics that govern that it.

The other reason physicists have for proposing the inflationary model was to solve the other inconsistency with the big bang theory or the Horizon problem which is related to the fact that different regions of the universe which have not been able to interact with each other have the same temperature and other physical properties.  This should not be possible, given that the transfer of information (or energy, heat, etc.) can occur, at most, at the speed of light.

As mentioned earlier Alan Guth Inflationary model also solves the Horizon problem because it assume that the early universe was extremely small and therefore each point was causally connected Unfortunate as mentioned earlier there is not observational evidence to support this hypothesis.

However similar to the solution of the Flatness problem, defined earlier it is possible to develop a theoretical model of our beginnings that solves the Horizon problem in a manner that is consistent with observable properties of our universe if one views it in terms of four *spatial* dimensions instead of four dimensional space time.

We know from observations the equation E=mc^2 defines the equivalence between mass and energy in an environment and since mass is associated with the attractive properties of gravity it also tells us, because of this equivalence, the kinetic energy associated with the universe’s expansion also possess those attractive properties.  However the law of conservation of energy/mass tells us that in a closed system the creation of kinetic energy cannot exceed the gravitational energy associated with the total energy/mass in the universe and that a reduction in one must be compensated for by an increase in the other.

This means the total gravitation potential of the universe must increase as it expands and cools approaching a maximum value at absolute “0” while at the same time the kinetic energy of its expansive components must decrease.  Therefore, at some point in time, the universe it will enter a contractive phase because the total gravitational potential must eventually exceed the kinetic energy of its expansion.  This is would be true even though the gravitational potential of its Kinetic energy components would be disturbed or “diluted” by a factor of c^2.


(Many physicists would disagree because recent observations suggest that a force called Dark energy is causing the expansion of the universe accelerate. Therefore they believe that its expansion will continue forever.  However, as was shown in the article “Dark Energy and the evolution of the universe” Oct. 1, 2012 if one assumes the law of conservation of mass/energy is valid, as we have done here than the gravitational contractive properties of its mass equivalent will eventually have to exceed its expansive energy because as mentioned earlier kinetic energy also possess gravitational potential therefore there will be constant force opposing this accelerated expansion. Therefore the gravitational potential of Dark Energy must slow the rate of the acceleration and eventually allow gravity to take over and cause the universe to enter a contractive phase.  There can be no other conclusion if one accepts the validity of the laws of thermodynamics and Einstein General Theory of Relativity.)


The rate of contraction will increase until the momentum of the galaxies, planets, components of the universe equals the radiation pressure generated by the heat of that contraction.

At some point in time the total kinetic energy of the universe would be equal to the total mass equivalent of that energy or E=mc^2.  From this point on the velocity of the contraction will slow due to the radiation pressure generated by the heat of its contraction and be maintained by the momentum associated with the remaining mass component of the universe.

However after a certain point in time the radiation pressure generated by it will become great enough to fully ionize its mass component and to cause it to reexpand.

Yet at some point in future the contraction phase will begin again because as mentioned earlier its kinetic energy can never exceed the gravitational energy associated with its mass/energy equivalent.

Since the universe is a closed system, the amplitude of the expansions and contractions will remain constant because the law of conservation of mass/energy dictates that in a closed system energy/mass cannot be created or destroyed.

This results in the universe experiencing in a never-ending cycle of expansions and contractions.

This would solve the Horizon problem because the repeated cycles would allow different regions of the universe to mix and equalize thereby explaining why their temperature and other physical properties are almost identical.

This would be analogous to mixing the content of two cans of paint by pouring one into the other.  The evenness of the mixture would increase in proportion to the number of times one pored one can into the other.

Similarly the evenness of the temperature distribution and physical properties of the universe would increase in proportion to the number of cycles it had gone through.

However it also explains why there are small temperature and other physical irregularities in the large-scale structure of the universe.

For example one cannot completely mix two different colors of paint no matter how many times they pour one can into another because the random motion of the different colored paint molecules means that some regions will have more of one color than the other.

Similarly the random condensation of baryonic matter in the universe during its expansive phase means that some regions will have more matter or be denser that others no matter how many cycles of expansion or contraction it has undergone.

This explains why the large-scale structures such as galactic clusters exist.

Many cosmologists do not accept the cyclical scenario of expansion and contractions because they believe a collapsing universe would end in the formation of a singularity similar to the ones found in a black hole and therefore, it could not re-expand.

However, according to the first law of thermodynamic the universe would have to begin expanding before it reached a singularity because that law states that energy/mass in an isolated system can neither be created nor destroyed

Therefore, because the universe is by definition an isolated system; the energy generated by its gravitational collapse cannot be radiated to another volume but must remain within it.  This means the radiation pressure exerted by its collapse must eventually exceed momentum of its contraction and the universe would have to enter an expansion phase.  This will result the energy/mass of the universe will oscillate around a point in space because its momentum will carry it beyond the equilibrium point were the radiation pressure was equal to its gravitational contractive component. 

This would be analogous to the how momentum of a mass on a spring causes it spring to stretch beyond its equilibrium point resulting it osculating around it. 

There can be no other interoperation if one assumes the validity of the first law of thermodynamics which states that the total energy of the universe is defined by the mass and the momentum of its components.  Therefore, when one decreases the other must increase which means the universe must oscillate around a fixed point in four-dimensional space.

The reason a singularity can form in black hole is because it is not an isolate system therefore the thermal radiation associated with its collapse can be radiated into the surrounding space.  Therefore, its collapse can continue because momentum of its mass can exceed the radiation pressure cause by its collapse in the volume surrounding a black hole.

However this theoretical model provides, unlike the inflation model a logically consistent explanation based on the currently accepted laws of physics where the energy to power the current expansion of our universe came from because, as was shown above one can use the conservation laws to show that the kinetic energy of its expansion originated in the Gravitational energy of its mass.

One could verify this scenario by observing our current universe and using Einstein General Theory of Relativity and the law of conservation of energy/mass to calculate the how long it would take for the radiation pressure generated by its gravitational collapse to become large enough to cause it to expand and determine if it would allow enough time for different regions to be causally connected to the point where it could explain Horizon Problem and why there are small variations homogeneous structure.  Additionally one could determine if the heat generated by that collapse would be great enough to ionize its mass component enough to explain the properties of the cosmic background radiation.

It should be noted that this derivation of the universe’s origin, its geometry and matter distribution does provide an observational method for verification or falsification because it relies exclusively on the interoperation of physical observations and the accepted laws of physics, not, as is the case with the inflation model on abstract creations of human intellect.

Later Jeff

Copyright Jeffrey O’Callaghan 2014

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